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Our Services

Internal Audit

In the dynamic environment of business, risks and/or regulatory changes, every company is faced with various risks, including fraud risks, new or emerging risks, etc. By working with RGS, you will have a trusted Internal Audit partner who can help you proactively identify risks and help you mitigate these, as you continue to focus on the growth and profitability of your business.

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Financial Crimes

In the dynamic environment of business, risks and/or regulatory changes, Financial Institutions are faced with various risks related to compliance with Bank Secrecy Act, USA PATRIOT Act, other Anti-Money Laundering regulations and OFAC, as well as fraud and emerging risks, etc. By working with RGS, you will have a trusted partner who can help you in proactively identify risks and mitigate these as you continue to maintain your focus on the growth and profitability of your business.

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Regulatory Compliance

In the dynamic environment of business, risks and/or regulatory changes, every company is faced with various regulatory compliance risks. By working with RGS, you will have a trusted partner who can help you in proactively identify regulatory compliance risks and mitigate these as you continue to maintain your focus on the growth and profitability of your business.

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Technology Risk Management

In the dynamic era of emerging tools and technologies, every company is faced with various technology, data security and privacy risks, as well as related regulatory compliance risks. By working with RGS, you will have a trusted partner who can help you in proactively identify these risks and assist you in mitigating these as you continue to maintain your focus on the growth and profitability of your business.

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Cybersecurity

In the digitally driven environment of business, every company is faced with challenges about managing and mitigating cyber risks. Safeguarding proprietary information and valuable corporate data against internal and external threats and unauthorized access is key to maintaining continuity of operations, safeguarding client information and also for complying with local and global vigorous data privacy requirements.

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Model Validations

Financial Institutions and other businesses use various models to assist them in analyzing and managing various risks related to their operations. The term model refers to any technology or quantitative method/process/system/approach that automates certain processes by applying statistical, economic, financial, or mathematical theories, techniques, and assumptions for processing inputted data to provide outputs required by the business concerned. The use of models invariably presents model risk, which is the potential risk related to decisions that are based on fundamental errors in the model or its incorrect model outputs and reports.

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Other Consultancy

Financial and other institutions of various sizes and at different stages of their stability – new businesses, existing businesses or expanding/growing and diversifying businesses – need, at times, the assistance of experts to help them assess, manage or mitigate various risks relating to strategic risk, operational risk, fraud risk, credit risk, interest rate risk, liquidity risk, market risk, technology risk, cybersecurity risk, legal risk, regulatory risk and reputational risk.

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About us

Top notch services at reasonable cost

RGS Global Advisors has a wealth of Internal Audit, Remediation, Lookback, Consultancy, Business Process Reengineering, BSA/AML/OFAC, IT/IS Risk Management, Cybersecurity, Operational Risk Management, Policy/Procedures, Training, SOX, FDICIA and Regulatory Compliance expertise. RGS professionals, through their expertise and insights, help various institutions in mitigating their operational, technology, cybersecurity and regulatory risks in today’s dynamic environment.

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Testimonials

Testimonials and comments below are indicative of our expertise, our culture and the value addition that we always do!

client

I’ve had the privilege of working with K.D. Mehra and his team of highly qualified professionals and always trust their insights. They add value and help mitigate risks in this dynamic regulatory environment. During the audits they were able to find someRead More

client

I have known K.D. Mehra for nearly two decades, and I can attest that he always acts with integrity and professionalism. I have also worked with several members of the RGS team, and they bring great knowledge and experience to the firm,Read More

client

I have known K.D. Mehra and his team of highly qualified professionals for many years now. I have found that KD and his team always add value through their work. Given KD's rich operational, regulatory and technology background, I found KD toRead More

client

I have known K.D. Mehra and his team of highly qualified professionals for many years. He has been a trusted adviser and valuable partner in conducting our business. Quality of his advisory work and their good grasp over regulatory requirements are commendable!Read More

Latest Articles, Case Studies and Events

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Newsletter – January 2025

Regulatory Risk Perspectives FinCEN Alert about Deepfake Media Fraud Schemes In November 2024, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued an Alert[1] regarding fraud schemes that use deepfake media created with generative artificial intelligence (GenAI) tools. The alert is very useful for Financial Institutions (“Fis)...

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October 2024 Newsletter

Regulatory Risk Perspectives Artificial Intelligence and Combating Increasing Cybersecurity Risks Earlier this month, the New York State Department of Financial...

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RGS is pleased at attend the 2024 Annual Conference of the Central Florida Compliance Association being held in Orlando, Florida...

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