RGS Global Advisors provides a full suite of Risk, Advisory and Consultancy services meeting the needs of the industry in the areas of Internal Audit, SOX, FDICIA, Financial Crimes (BSA/AML, OFAC and other Sanctions), Regulatory Compliance, Technology Risk Management, Cybersecurity, Enterprise Risk Management, Training, Lookback, Model Validation, Training, Policy and Procedures and other consultancy. Contact us to learn more about our services.
Internal Audit
In the dynamic environment of business, risks and/or regulatory changes, every company is faced with various risks, including fraud risks, new or emerging risks, etc. By working with RGS, you will have a trusted Internal Audit partner who can help you proactively identify risks and help you mitigate these, as you continue to focus on the growth and profitability of your business.
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Financial Crimes
In the dynamic environment of business, risks and/or regulatory changes, Financial Institutions are faced with various risks related to compliance with Bank Secrecy Act, USA PATRIOT Act, other Anti-Money Laundering regulations and OFAC, as well as fraud and emerging risks, etc. By working with RGS, you will have a trusted partner who can help you in proactively identify risks and mitigate these as you continue to maintain your focus on the growth and profitability of your business.
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Regulatory Compliance
In the dynamic environment of business, risks and/or regulatory changes, every company is faced with various regulatory compliance risks. By working with RGS, you will have a trusted partner who can help you in proactively identify regulatory compliance risks and mitigate these as you continue to maintain your focus on the growth and profitability of your business.
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Technology Risk Management
In the dynamic era of emerging tools and technologies, every company is faced with various technology, data security and privacy risks, as well as related regulatory compliance risks. By working with RGS, you will have a trusted partner who can help you in proactively identify these risks and assist you in mitigating these as you continue to maintain your focus on the growth and profitability of your business.
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Cybersecurity
In the digitally driven environment of business, every company is faced with challenges about managing and mitigating cyber risks. Safeguarding proprietary information and valuable corporate data against internal and external threats and unauthorized access is key to maintaining continuity of operations, safeguarding client information and also for complying with local and global vigorous data privacy requirements.
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Model Validations
Financial Institutions and other businesses use various models to assist them in analyzing and managing various risks related to their operations. The term model refers to any technology or quantitative method/process/system/approach that automates certain processes by applying statistical, economic, financial, or mathematical theories, techniques, and assumptions for processing inputted data to provide outputs required by the business concerned. The use of models invariably presents model risk, which is the potential risk related to decisions that are based on fundamental errors in the model or its incorrect model outputs and reports.
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Other Consultancy
Financial and other institutions of various sizes and at different stages of their stability – new businesses, existing businesses or expanding/growing and diversifying businesses – need, at times, the assistance of experts to help them assess, manage or mitigate various risks relating to strategic risk, operational risk, fraud risk, credit risk, interest rate risk, liquidity risk, market risk, technology risk, cybersecurity risk, legal risk, regulatory risk and reputational risk.
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