Newsletters

Newsletter – February 2026

Regulatory Compliance Management Despite the current deregulation environment, discussed in our September 2025 Newsletter, the need for ensuring robust regulatory management framework in Financial Institutions continues to be important. Keeping track of regulatory priorities, and risks continues to be an ongoing effort at Financial Institutions ensuring that the...

Read More

Newsletter – September 2025

The current year, 2025, has been unique in that not only has it seen a steep downward trend in the issuance of new regulations but some significant actions by the regulatory agencies aimed at regulatory relief through roll-back of regulations as well as non-finalization or postponement of already...

Read More

Newsletter – January 2025

Regulatory Risk Perspectives FinCEN Alert about Deepfake Media Fraud Schemes In November 2024, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued an Alert[1] regarding fraud schemes that use deepfake media created with generative artificial intelligence (GenAI) tools. The alert is very useful for Financial...

Read More

October 2024 Newsletter

Regulatory Risk Perspectives Artificial Intelligence and Combating Increasing Cybersecurity Risks Earlier this month, the New York State Department of Financial Services (“NYSDFS”) issued the ‘Cybersecurity Risks arising from Artificial Intelligence (“AI”) and Strategies to Combat Related Risks’ guidance (“Guidance”) to help Financial Institutions (“Fis”) in understanding and assessing...

Read More