Overview:
RGS Global Advisors (“RGS”) is a reputed, trusted risk assurance and advisory services provider to Financial and non-Financial institutions. Unlike many other firms, RGS does not provide any attest services, external audit services or Tax audit services, enabling it to maintain its absolute focus on risk advisory services in the field of Internal Audit, Financial Crimes, Regulatory Compliance, Technology Risk Management, Cybersecurity, Model Validations and Other Consultancy services (ERM, policy and procedures, training, business process reengineering, project management, etc.). The leaders and professionals of RGS are preferred partners by choice to the clients, who are provided quality, value-added services that are unparalleled in the market.
The Senior Associate – Risk Advisory at RGS is an individual who performs various internal audit and consultancy projects at clients under the guidance of project leaders. This individual is expected to work with minimal supervision and for ensuring the comprehensiveness, quality and timeliness of work. The individual is also expected to have a general understanding of regulatory requirements and regulatory expectations for financial institutions as well as some experience in SOX and FDICIA testing. This individual should be able to use the technology and tools, as required, for the projects.
Key Responsibilities:
- Perform engagements, as assigned, in a quality manner.
- For internal audit related services, this individual
- Performs various audits, as assigned;
- Ensures quality of workpapers, coordinating with superiors and subject matter experts and practice leaders, as required;
- Ensures timeliness of planned Audits;
- Assists in performing Audit Risk Assessments;
- Assist in documenting customized Audit Manual for engagements;
- Perform periodic follow-up and validation of prior Audit and Regulatory Examination findings.
- For consultancy related services, this individual.
- Performs the projects under the guidance of subject matter experts;
- Ensures timeliness and quality of all work and deliverables;
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- Perform other duties, as assigned.
Qualifications and Experience:
- 2-5 years of professional services experience, of which at least 2 years should be in internal audit, industry or regulatory agency in the United States.
- Bachelor’s degree in Accounting or related field.
- Professional Certification e.g. CIA, CPA, CAMS, CRCM, CRMA, CFE, CISA, etc. is a plus.
- Ability to multi-task and manage multiple audits or engagements.
- General understanding of applicable laws and regulations.
- Strong written and verbal communication skills.
- Must be authorized to work in the United States.